The number of fiduciary and best-interest investment advice regulations continued to advance at both the federal and state levels in 2020.
As 2021 takes hold, "firms subject to these regulations face challenges in dealing with rules that impose a host of new obligations, and that at times overlap and conflict with one another," attorneys at Eversheds Sutherland note.
The law firm has compiled an evolving framework to help advisory and broker-dealer firms stay up to speed on the various rules.
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