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Instant Insights / DOL Fiduciary Rule Update

Plan advisors and sponsors, you know the rule is only partially implemented. But are you aware of recent developments around the fiduciary rule? Here\'s the latest.

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Broker-dealer Scottrade has been charged with violating the impartial conduct standards of the DOL fiduciary rule. (Photo: AP)

The Massachusetts Securities Division charged Scottrade on Thursday with violating the impartial conduct standards laid out in the Labor Department’s fiduciary rule, which took effect on June 9, 2017.

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