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The Financial Industry Regulatory Authority filed 1,488 disciplinary actions in 2011, a 13 percent increase over 2010, according to Sutherland Asbill & Brennan LLP’s FINRA Sanctions Survey. The report found that the number of individuals barred by FINRA increased from 288 in 2010 to 329 in 2011, an increase of more than 14 percent.

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