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As we travel around the country speaking to financial advisors one thing has become very clear – there’s a lot of noise coming out of Washington, D.C. (We know we are not telling you anything new), and there’s a real need for us to have a candid conversation about our most pressing issues with our members so that you not only know what we are working on but why we are taking the positions we are taking on these issues.

This first one is the most timely – our push for a self-regulatory organization for RIAs to help level the playing field for you, eliminate an unfair competitive advantage and better protect consumers.

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