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As industry awaits the release of a mandate from the U.S. Appellate Court for the Fifth Circuit that will officially vacate the Labor Department’s fiduciary rule, attention is expected to turn to investment sales standards at the state level.
The 5th Circuit’s mandate was slated for May 7. Under federal appellate procedures, courts have latitude to extend the release of mandates that enforce court decisions.
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Nick Thornton is a financial writer covering retirement and health care issues for BenefitsPRO and ALM Media. He greatly enjoys learning from the vast minds in the legal, academic, advisory and money management communities when covering the retirement space. He's also written on international marketing trends, financial institution risk management, defense and energy issues, the restaurant industry in New York City, surfing, cigars, rum, travel, and fishing. When not writing, he's pushing into some land or water.
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