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SEC building The SEC’s plan tacitly reinforces the objectives behind its proposed Regulation Best Interest, which is designed to enhance broker-dealers’ standard of care in servicing retail investors, although the proposed standard isn’t mentioned. (Photo: Diego M. Radzinschi/ALM)

Protecting the interests of long-term, “Main Street” investors is the top goal of the Securities and Exchange Commission, according to the agency’s formal Strategic Plan for fiscal years 2018 to 2022.

Nick Thornton


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