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Instant Insights / 2018 Year in Review

Here are some highlights of 2018.

Commentary

The fiduciary rule: Where does it stand?

A quick review of where matters stand with the DOL fiduciary rule, the SEC, and the states.

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Fiduciary standards are very much alive, albeit in a state of transition and clarification. (Photo: Shutterstock)

The fiduciary rules governing investment advice by Registered Investment Advisers (RIAs) and broker-dealers are currently in a state of transition.

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