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Three conflicts of interest 401(k) sponsors must avoid

Don't get caught serving two masters. Dr. Ron Rhoades, recently named fiduciary of the year, warns against revenue sharing and 12b-1 fees.

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In 2011, Dr. Ron A. Rhoades, an Assistant Professor and Program Chair for the Financial Planning Program at Alfred State College, Alfred, New York, was awarded the Tamar Frankel Fiduciary of the Year Award, for “changing the nature of the fiduciary debate in Washington.”

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