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Three conflicts of interest 401(k) sponsors must avoid

Don't get caught serving two masters. Dr. Ron Rhoades, recently named fiduciary of the year, warns against revenue sharing and 12b-1 fees.

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In 2011, Dr. Ron A. Rhoades, an Assistant Professor and Program Chair for the Financial Planning Program at Alfred State College, Alfred, New York, was awarded the Tamar Frankel Fiduciary of the Year Award, for “changing the nature of the fiduciary debate in Washington.”

That same year he was also named one of the Top 25 Most Influential Persons in the advisory profession by Investment Advisor magazine. He’s a published author and sought after by regulators to provide his wisdom in the area of fiduciary compliance. 

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