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To read the March 1, 2013 release of the SEC’s fiduciary questionnaire evokes the worst nightmare a university student could have. As industry thought leaders have opined, (see “Has SEC Unfairly Rigged Its Fiduciary Questionnaire?FiduciaryNews.com, April 23, 2013), one must wonder if the whole thing is a sham – an elaborate political scam designed to shove aside the agency’s mandate to protect investors in favor of Wall Street’s vast oceans of potential political donations.


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