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With the DOL fiduciary rule, retirement plan advisors must take precautions to protect themselves -- here are some considerations. (Photo: AP)

Advisors to defined contribution plans are carrying more liability than brokers and advisors in the retail space during the transition period for the Labor Department’s fiduciary rule, according to analysts at Broadridge Financial Solutions, which provides communication services for 21 of the 25 largest plan record-keepers.

Nick Thornton


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