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13 best, worst-performing broker-dealers: Q3 earnings, 2017

Large financial institutions had a good third quarter this year, but some broker-dealers struggled. Here are the 13 best- and worst-performing broker-dealers of Q3 2017.

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Large financial institutions had a good third quarter this year, with most reporting stronger earnings and revenues than last year and in the prior quarter.

Some broker-dealers that also have investment banking operations — like Morgan Stanley — saw activities like deal-making improve.

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