With the DOL fiduciary rule, the threat of legal action weighs heavily on firms and their client-facing employees -- simply following compliance rules may not provide enough protection. One idea to solve this problem? TPV.
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"uri": "/2017/05/26/minimizing-legal-risk-under-the-dol-fiduciary-rule/",
"title": "Minimizing legal risk under the DOL fiduciary rule",
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"summary": "With the DOL fiduciary rule, the threat of legal action weighs heavily on firms and their client-facing employees -- simply following compliance rules may not provide enough protection. One idea to solve this problem? TPV.",
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