Legal

Novant Health Inc., a retirement plan sponsor and a North Carolina-based operator of 15 hospitals throughout the mid-Atlantic region, has agreed to settle an excessive fee claim for $32 million.

A new risk alert from the SEC says that RIAs and advisory firms outsourcing compliance officer responsibilities are at risk.

Removing the regulation of IRAs from the Department of Labor is the goal of new legislation--but that's not all the Retirement Choice Protection Act aims to do.

For clients facing Social Security start-date decisions, the new Bipartisan Budget Act includes provisions with meaningful impact. Here are 2 important changes to tell your clients about.

To date, recordkeepers have managed to fall outside the definition of investment fiduciary. But they might be affected by the DOL fiduciary rule. Here's why.

Bipartisan group of lawmakers issues proposal to replace Department of Labor proposed fiduciary rule.