Legal

The NAPFA chair-elect declined the job based on a compliance error. Isn't this the kind of integrity we want in the financial services industry?

The participant fee disclosure deadline hits in a week. Are you ready to demonstrate your value to your customers?

SEC Chairman Mary Schapiro has called off a vote which might have changed the ways money market funds are calculated, following aggressive trade lobbying.

While there is a small chance that the SEC will issue a new fiduciary mandate for advisors by year-end, industry experts say it will likely take years to implement.

As state and municipal leaders face the financial repercussions of their pension obligations, many are testing to see if there are ways around those contracts.

The California governor, in a bid to protect pensions, is hoping a seven-year tax increase for the wealthy will help offset record budget deficits.