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SEC releases FAQ for RIAs amid heightened fee disclosure scrutiny
By Nick ThorntonDisclosure may require "more detail" than Form ADV requires, the SEC said.
With 401(k) litigation increasing, plan advisors and plan sponsors need to know the latest laws as well as strategies attorneys are using to sue employers and advisors. BenefitsPRO's legal coverage includes news, analysis and updates on cases.
Disclosure may require "more detail" than Form ADV requires, the SEC said.