Legal

The industry speaks out for change to stop bad behavior; plus, poll highlights show what advisors really think of his comments.

The players allegedly submitted false claims totaling $3.9 million for expensive medical equipment never purchased.

"Why doesn't the government have to pay its contracts like everyone else?" Justice Stephen Breyer asked.

RIAs and BDs are only allowed to prepare one Form CRS to explain multiple products and services.

The most expensive 401(k) and other retirement plan settlements included millions paid for this landmark excessive fee case.

Will scandals lead to change?