Legal

If you offer advice in exchange for brokerage commissions, 12b-1 fees, or revenue sharing, it's best you don't read this.

The day the rule died: The 5th Circuit's decision to vacate the fiduciary rule will take effect on May 7, barring any long-shot last-ditch efforts.

The SEC has released FAQs for self-reporting of conflicted fund recommendations.

In a press call, AARP reps noted the 'clear' circuit split over the fiduciary rule.

Like the outcome of RICO, expect the NY State Investor Protection Bureau to get a few trophies. But bad behavior won't stop.

Kitces calls SEC proposal a red herring.