Retirement Regulation

Large institutional investors have further validated the litigation finance market by committing capital to litigation funds.

Success is measured by helping workers get access to retirement plans -- whether CalSavers, or in the private sector.

No comment on extension of Form CRS, Reg BI deadline.

California's state-run IRA program is not an ERISA plan, a district court has ruled.

If it's not generating revenue, then it's viewed as a distraction.

Technology will be a B-D's 'friend' in complying with Reg BI by July 1 to satisty Care Obligation, rollover recommendation rules.