Top Retirement Regulation Stories
Preamble to SEC best interest proposal may open back door for class actions
By Nick ThorntonIndustry attorney says the language tracks too closely to Labor's 'prescriptive' rule.
Retirement plan rules, regulations and announcements from the DOL, the IRS, and the SEC help advisors stay in compliance and keep their plan sponsors in compliance. Problems with compliance can lead to litigation, but our news and analysis can help you successfully navigate government's often confusing regulations.
Industry attorney says the language tracks too closely to Labor's 'prescriptive' rule.