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SEC building Regulation Best Interest, the part of SEC’s 1,000-page proposal that addresses brokers’ sales practices, is defined by new Disclosure, Care, and Conflict of Interest Obligations.(Photo: Diego M. Radzinschi/ALM)

In the immediate aftermath of the Security and Exchange Commissions’ released proposal for a best interest standard, lines are being drawn over whether the regulation goes far enough to enhance the suitability standard broker-dealers currently operate under.

Nick Thornton


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