X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.
SEC building Regulation Best Interest, the part of SEC’s 1,000-page proposal that addresses brokers’ sales practices, is defined by new Disclosure, Care, and Conflict of Interest Obligations.(Photo: Diego M. Radzinschi/ALM)

In the immediate aftermath of the Security and Exchange Commissions’ released proposal for a best interest standard, lines are being drawn over whether the regulation goes far enough to enhance the suitability standard broker-dealers currently operate under.

Nick Thornton

BenefitsPRO

Join BenefitsPRO

Don’t miss crucial news and insights you need to navigate the shifting employee benefits industry. Join BenefitsPRO.com now!

  • Unlimited access to BenefitsPRO.com - your roadmap to thriving in a disrupted environment
  • Access to other award-winning ALM websites including ThinkAdvisor.com and Law.com
  • Exclusive discounts on BenefitsPRO.com and ALM events.

Already have an account? Sign In Now
Join BenefitsPRO

Copyright © 2019 ALM Media Properties, LLC. All Rights Reserved.