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SEC building From an industry perspective, perhaps no stakeholder holds more sway over the SEC’s actions on Reg BI than the Securities Industry and Financial Markets Association. (Photo: Diego M. Radzinschi/ALM)

More than half of all U.S. adults own an individual stock, are invested in a stock market fund, an IRA, or participate in an employer-sponsored 401(k), according to the most recent accounting from Gallup.

Nick Thornton


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