view from skyscraper with word Compliance in foreground (Photo: Shutterstock)

Oft heralded as the playbook for compliance program’s yearly initiatives, the U.S. Securities and Exchange (SEC) agenda can reinforce your compliance team’s priorities or completely reinvent them. Luckily, given the scope of the SEC’s releases, notes, and regulatory updates over the course of the last six to twelve months, the agenda – and the items therein – should come as no surprise.

As we await the arrival of the 2022 agenda, what compliance teams must focus on is how they will address relevant agenda items, ensuring their firm remains in compliance and removes unnecessary risk on both an organization and employee level.

 

BenefitsPRO

Join BenefitsPRO

Don’t miss crucial news and insights you need to navigate the shifting employee benefits industry. Join BenefitsPRO.com now!

  • Unlimited access to BenefitsPRO.com - your roadmap to thriving in a disrupted environment
  • Access to other award-winning ALM websites including ThinkAdvisor.com and Law.com
  • Exclusive discounts on BenefitsPRO.com and ALM events.

Already have an account? Sign In Now
Join BenefitsPRO

Copyright © 2023 ALM Global, LLC. All Rights Reserved.