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Will Reg BI preempt state fiduciary rules?
By Nick ThorntonIt's a 'sticky question' -- does the SEC have the appetite to preempt state fiduciary rules, and if yes, can it do so?
With a volatile stock market commonplace and retirement plan participants confused about investments, the role of advisor and investment committee is key. We keep advisors informed about ETFs, TDFs, REITS, HSAs, and more.
It's a 'sticky question' -- does the SEC have the appetite to preempt state fiduciary rules, and if yes, can it do so?