Legal

Knee-jerk financial regulation has taken its toll and ruined the prospect of real fiduciary reform.

Primerica head Peter Schneider testified about the DOLs current proposal, then Senator Elizabeth Warren, D-Massachusetts, questioned him--here's how their dialog went.

After the decision over Tussey v. ABB, plan fiduciaries might be breathing a sigh of relief because ABB got off without being assessed monetary damages. But had ABB followed these 6 basic precepts, it might not have even been in court.

As time runs out for comments on the Department of Labor proposed fiduciary rule, SIFMA and the US Chamber of Commerce had much to say about the proposed standard.

Many employers expect an increase in lawsuits, including discrimination claims, this year because of their interest in an applicant's criminal history, a recent study shows.

Senators Jack Reed, D-Rhode Island, and Chuck Grassley, R-Iowa, have introduced new legislation that would put more teeth in the SECs efforts to crack down on Wall Street misdoers.