Legal

Many mistakenly believe that top-hat plans are entirely exempt from ERISA's requirements. With one increasingly rare exception, however, ERISA remains an important consideration in how these arrangements are structured.

POAs are not just for the elderly -- circumstances arise where having a POA in place is good financial management.

The legislation is designed to improve “the timing, frequency, and content of financial counseling,” according to co-sponsor Rep. Bonamici.

Attorneys allege investment products were marketed as late as March 2018, after FIP had been shut down in numerous states.

Ruling lets student-debt-ridden employees of unnamed sponsor make loan payments, get employer 401(k) match.

5 reps were caught by the firm, despite issues with surveillance tools that delayed earlier detection of criminal activity.