Retirement Regulation

Retirement plan rules, regulations and announcements from the DOL, the IRS, and the SEC help advisors stay in compliance and keep their plan sponsors in compliance. Problems with compliance can lead to litigation, but our news and analysis can help you successfully navigate government's often confusing regulations.

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How the Supreme Court ruling on Northwestern's 403(b) plan could affect 401(k) fiduciaries

By C.J. Marwitz

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