Top Compliance Stories
Complying with the fiduciary rule
By Marlene Y. SatterAnother tool has been released to help advisors with fiduciary rule compliance.
Paperwork is a significant part of the human resources managers' job, including everything from hiring and tax documents such as W2s, W4s, I9s and background checks to ensuring all health and benefit plans meet state and federal standards (form 5500). This section provides tools, tips and resources to help ensure all procedures are compliant and documents are filed correctly.
Another tool has been released to help advisors with fiduciary rule compliance.