Retirement Regulation

The DOL proposal to expand access to multiple employer plans would also open up sponsorship to PEOs.

Both the Labor Department and Securities and Exchange Commission are leveraging enforcement initiatives at a historical level of tenacity.

A critic of the SEC's proposed Regulation Best Interest, Rep. Waters would likely head committee with SEC oversight.

Under SEC Chair Clayton, more outreach to retail investors & a pledge to continue to identify registered reps' misconduct.

The 401(k) MEP creates 3 significant opportunities for employers, employees and retirement plan service providers.

Our research shows that pairing Open MEPs with auto-portability can help preserve minorities' retirement wealth.