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SEC risk control plan could cause ‘pre-emptive runs’
By Marlene Y. SatterThe SEC says fees and obstacles would curb investors heading for the doors at times of market stress. The Fed disagrees.
With 401(k) litigation increasing, plan advisors and plan sponsors need to know the latest laws as well as strategies attorneys are using to sue employers and advisors. BenefitsPRO's legal coverage includes news, analysis and updates on cases.
The SEC says fees and obstacles would curb investors heading for the doors at times of market stress. The Fed disagrees.