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Commentary
COVID-19 prompts SEC extension of filing period for some advisers
By Beth MillerTo rely on the order, they must meet the following conditions.
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Retirement Regulation Stories
Retirement Regulation
Retirement plan rules, regulations and announcements from the DOL, the IRS, and the SEC help advisors stay in compliance and keep their plan sponsors in compliance. Problems with compliance can lead to litigation, but our news and analysis can help you successfully navigate government's often confusing regulations.