Retirement Regulation

No comment on extension of Form CRS, Reg BI deadline.

California's state-run IRA program is not an ERISA plan, a district court has ruled.

If it's not generating revenue, then it's viewed as a distraction.

Technology will be a B-D's 'friend' in complying with Reg BI by July 1 to satisty Care Obligation, rollover recommendation rules.

A substantial barrier makes it hard for a 401(k) MEP to achieve success -- and the SECURE Act did not remove that barrier.

But the survey by LIMRA's Secure Retirement Institute also revealed that employers are not sure what the plans are.