The new rules establish a primary beneficiary test that ratifies programs that help the intern more than the company.

The J.P. Morgan gathering comes at a jarring time when you consider that the other world of health care is flooded with uncertainty for the millions of ordinary Americans who inhabit it.

Unlike the recently repealed federal mandate, the proposed policy would allow those who pay penalties for going without coverage to use that money as a down payment for an insurance plan.

Previous exam priorities at FINRA have not included a focus on recommendations to move to fee-based accounts -- but thanks to the fiduciary rule they now will.