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In a bid to cut down on risk, Hartford Financial has offered some of its annuity clients cash for their contracts. The move is based on market volatility.

Employers are turning to Financial Finesse's financial helpline as a way to vet advisors and give high-net-worth employees access to a second financial opinion.

The former VP, who went public with piece accusing Goldman of routinely deceiving clients and pursuing profit at the expense of morality, describes the reasons for his actions.

Dood-Frank, the tax treatment of retirement plans and the fate of the DOL's Borzi will all be certainties for discussion in early 2013.

Both companies are dropping the expenses on many ETFs in an effort to get investors interested in more lucrative investment opportunites.

Professional athletes are often targeted by people who want to take advantage of their good fortune. The NFL's registry of advisors hopes to prevent that.

The victims are typically middle-class Americans, often elderly, and in many cases they lose all of their retirement savings - and often know the fraudster.

While a fiduciary standard seems likely, independent producers can be hopeful it wont necessitate it blowing up their business model.